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Avanti Academy / Serving the public / Complaints, Ombudsmen and Learning from Failure

Complaints, Ombudsmen and Learning from Failure

When things go wrong · 9 modules · 5 hours 30 minutes in all

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Captions and full transcripts on every slide · Organisations can pay by invoice

About this topic

Course overview.

In a service people cannot simply leave, a complaint is a gift: it tells you what is going wrong while there is still time to put it right. This topic covers the ombudsman landscape and complaint codes in Wales and England, the human side of complaint handling, damp and mould and Awaab's Law, and how organisations learn from failure. It closes with candour, meaningful apology and accountability.

Outcomes

What you will gain.

  1. Complaints handled with humanity

    Respond fairly and within the codes in Wales and England, with the person at the centre.

  2. Warnings heard early

    Spot the signals before they become formal complaints, campaigns or harm.

  3. Failure turned into learning

    Run reviews that change things, and say sorry in a way that means something.

See all 6 learning outcomes

Across this Explore, you will develop the ability to:

  1. Explain, using Hirschman's exit, voice and loyalty, why ignored voice in a service people cannot leave leads to silent disengagement rather than exit.
  2. Compare complaint stages and timescales under the English codes and the Welsh model procedure, and explain why both limit internal stages to two.
  3. Explain how missed warnings turn into formal complaints and campaigns, using the Mid Staffordshire case and the listening loop.
  4. Distinguish Edmondson's basic, complex and intelligent failures and choose a proportionate leadership response to each.
  5. Apply the four habits of useful learning reviews and the four aims of the Patient Safety Incident Response Framework to a complaint or incident in your own setting.
  6. Apply the five lenses to the Trivallis case to identify how repeat reports, records, vulnerability, complaint handling and governance contributed to harm.
What it covers

The modules.

Focus · Every complaint is a gift

5 modules · 3 hours
  1. 01Foundations: Why Complaints MatterFree Taster36 min

    Every complaint tells you the truth about your service as someone experienced it. This module uses Albert Hirschman's exit, voice and loyalty to show why voice matters most where people cannot leave, sets out a broad definition of a complaint from the Housing Ombudsman's code, and uses the complaints iceberg to show why silence is not satisfaction. It closes by contrasting complaints as risk with complaints as insight.

    Bitesize: Listening when it counts, with module 1
  2. 02The Ombudsman Landscape in Wales and England35 min

    The ombudsman is the backstop, not the system. This module traces the ombudsman from Sweden in 1809 to the single Public Services Ombudsman for Wales, explains maladministration through the Crossman catalogue alongside service failure and injustice, and maps who does what in Wales and England. It explores why recommendations rest on willingness, the journey of a complaint, and why every finding is a free review.

    Bitesize: Listening when it counts, with module 2
  3. 03Complaint Handling Codes and Standards35 min

    Codes set a floor, not a ceiling. This module compares the Housing Ombudsman and Local Government and Social Care Ombudsman codes in England with the Public Services Ombudsman for Wales model procedure, including two stages then independent review, six features of sound codes, and Putting Things Right in Welsh health. It also explores board governance and uses maturity quadrants to show why a timely reply is not a heard person.

    Bitesize: Listening when it counts, with module 3
  4. 04Handling Complaints Well: The Human Side35 min

    People usually warn first, then complain. Drawing on the Mid Staffordshire inquiry, this module explores the listening loop, why the first response shapes everything, and the five parts of a meaningful apology, with section 2 of the Compensation Act 2006. It sets out the Parliamentary and Health Service Ombudsman's Principles for Remedy, how to manage behaviour fairly rather than closing people down, and how to open complaints to everyone, including Welsh speakers.

    Bitesize: Handling complaints with humanity, with module 4
  5. 05Housing Complaints, Damp and Mould, and Awaab's Law36 min

    Damp and mould is not lifestyle. This module explains Awaab's Law in section 42 of the Social Housing (Regulation) Act 2023, how its timescales work and how it is being phased in, and sets it alongside the Welsh Housing Quality Standard timescales in Wales. Using the Housing Ombudsman's damp and mould and noise spotlight reports, it shows why the fifth report is not the first and why a timescale is a promise.

    Bitesize: Handling complaints with humanity, with module 5

Focus · Learning out loud

4 modules · 2 hours 30 minutes
  1. 06Learning from Failure: The Theory37 min

    Failure is data; hiding it is the real failure. This module draws on Matthew Syed's black box thinking, Amy Edmondson's three kinds of failure, James Reason's person and system approaches and Swiss cheese model, and Sidney Dekker's just culture as applied at Mersey Care. It distinguishes a just culture from a no blame culture and uses Argyris and Schon's double-loop learning to show why leaders must fix the system, not just the case.

    Bitesize: Failing well, learning fast, with module 6
  2. 07From Complaint to Change: Building a Learning System35 min

    A complaint closed is not a lesson learned. This module sets out four habits of useful learning reviews, the four aims of NHS England's Patient Safety Incident Response Framework and why its principles travel beyond health, and what a board should actually see. It explores triangulating evidence from people, staff and independent bodies, why one good number is not assurance, and how to use the ombudsman's published insight, ending with a simple test of learning.

    Bitesize: Failing well, learning fast, with module 7
  3. 08Candour, Apology and Accountability36 min

    The truth delayed is a second injury. Through the Hillsborough case and the proposed Hillsborough Law, the Public Office (Accountability) Bill, this module explores why candour matters and why it cannot wait for legislation. It compares duties of candour in Wales under the 2020 Act, regulation 20 in England and the professional duty, then treats candour as a leadership practice, contrasting defensive and candid responses.

    Bitesize: Saying sorry and meaning it, with module 8
  4. 09Applied Case Studies: Capstone42 min

    Every case is a mirror. This capstone module applies the programme's lenses to three cases: the Public Services Ombudsman for Wales public interest report on Trivallis, the Parliamentary and Health Service Ombudsman's WASPI findings, and the Post Office mediation scheme. It shows that a finding is not a remedy, that a scheme can look fair on paper and still fail people, and that willingness to hear matters more than machinery.

    Bitesize: Saying sorry and meaning it, with module 9

Immerse Days and Programmes That Use This Topic

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How it works

Start small. Pay only the difference.

When you step up to a higher level, what you paid in the last 12 months for lower-level courses inside the bigger course comes off its price, in proportion to how much of each is inside it, whichever topic it's from. Courses at the same or a lower level don't give credit against each other. A Focus course or above always costs at least £15.

How credit works

  1. TasterFreeAbout 20 minutes
  2. Bitesize£39Up to 2 hours
  3. Focus£692 to 4 hours
  4. Explore£129The whole topic